She also led investigations resulting in prison sentences for more than 100 mortgage fraudsters.Ĭommissioner Goldsmith Romero was an adjunct law professor teaching an advanced securities regulation course at Georgetown Law and a cryptocurrency regulation course at The University of Virginia Law School.Ĭommissioner Goldsmith Romero lives in Virginia with her wife and is an empty-nester to three adult daughters. These cases resulted in DOJ and SEC enforcement actions, and widespread changes to industry sales tactics. Her actions to protect markets and investors led SIGTARP to uncover fraudulent practices in mortgage-backed securities that had never been addressed by any other federal agency. SIGTARP’s investigations resulted in criminal charges against 100 bankers, with courts sentencing 74 to prison.
SIGTARP was known for its unique ability to find fraud in financial institutions.
These landmark cases had lasting impact to make the financial system safer. These resulted in recoveries of $11 billion, criminal charges against 465 defendants, and Department of Justice, SEC, and other federal and state enforcement actions against financial institutions, corporations, and individuals. She led SIGTARP’s investigations into bank fraud, securities fraud, violations of bank and securities laws, money laundering, corruption, mortgage fraud, and conspiracy. She served on a group of inspectors general conducting oversight of the Financial Stability Oversight Council. She has testified before Congress 13 times and meets often with Congress on policy issues related to the financial system and regulation. Early in her career, the Commissioner worked at law firms and served a federal judicial clerkship.Ĭommissioner Goldsmith Romero’s leadership has protected markets, the financial system, investors and consumers. Securities and Exchange Commission (SEC), including as counsel to SEC Chairs Schapiro and Cox during the 2008 financial crisis, and as senior counsel in the Enforcement Division, where she investigated securities law violations, including financial institution fraud, insider trading, hedge funds, and retail investor fraud. Government became a shareholder in banks, the automotive industry and insurance industry owned, exchanged, and traded in securities and derivatives and administered foreclosure relief for consumers.Ĭommissioner Goldsmith Romero previously served at the U.S. She led a nationwide federal law enforcement agency and watchdog over TARP, where the U.S. She previously served for a decade as the Special Inspector General for TARP (SIGTARP), after being nominated by President Obama and unanimously confirmed by the Senate. In addition, Ed is a senior advisor to Anagram Ltd.Ĭommissioner Christy Goldsmith Romero was sworn in as a CFTC Commissioner on March 30, 2022, after being nominated by President Biden in September 2021, and unanimously confirmed by the U.S. Ed is a class of 2022 Presidential Leadership Scholar, a co-founder of Veterans in Digital Assets (VIDA) and sits on the leadership committee of the Bob Woodruff Foundation. in Quantitative Economics from the United States Naval Academy. Ed is a former United States Marine Infantry Officer, where he earned the rank of Captain and served with combat distinguishment in the Global War on Terror and Operation Iraqi Freedom.Įd received his MBA from the University of Texas at Austin and a B.S. Prior to joining Bank of America, Ed was in the Financial Institutions Group at Deutsche Bank Securities focused on specialty finance where he joined in 2008. Prior to this role, Ed led coverage of alternative asset management and specialty finance with a focus on private credit. In addition, Ed co-led efforts regarding policy development and governance for crypto related activities for global corporate investment banking at Bank of America. Ed specialized in strategic advisory for crypto related businesses, to include mergers and acquisitions, as well as capital raising activity. Ed Han most recently was a managing director and Head of Crypto and Digital Asset Investment Banking at Bank of America where he joined in 2013.
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